SEC May可能起诉州街公司,以涉及与抵押支持证券有关的投资者损失bob200体育
美国证券bob200体育交易委员会正在考虑是否针对与次级抵押贷款有关的可能违反证券的行为提出民事诉讼。这家位于波士顿的公司是世界机构的最大资产经理。
In its regulatory filing that it submitted on Monday, State Street noted that the SEC had sent State Street Bank and Trust Co. a “Wells” notice related to a probe into disclosures and management of the bank’s fixed-income investments before 2008. The asset manager is cooperating with the SEC, as well as with Massachusetts’s attorney general. Massachusetts’s lead securities regulator, Secretary of the Commonwealth William F. Galvin, is looking at allegations that State Street misled pension funds over how much risk was involved in the investments.
就在2007年住房市场下降之前,州街的固定收入投资部门开始增加其对与次级抵押贷款有关的债券和证券的投资。bob200体育信用记录差的客户甚至获得了贷款。当市场崩溃并违约抵押贷款越来越高时,投资的价值大大下降,导致投资者损失。