投资者律师博客SEC可能会提出新的掉期利润和标题VII规则
At a Securities Industry and Financial Markets Association conference last month, the Securities and Exchange Commission’s Division of Trading and Markets acting director John Ramsay said that the regulator will likely consider reworking a 2012 proposal that would establish margin requirements on specific swap trades now that international financial supervisors have established new margin requirements. It was The International Organization of Securities Commissions and the Basel Committee on Banking Supervision that issued the document setting up a final framework for margin requirements related to non-centrally cleared derivatives.
拉姆西说，在本文件之后，提议的规则表明，SEC可能会撤回的规则是影响保证金要求与某些掉期有关的规则。巴塞尔 - 奥斯科（Basel-Isco）文档建立的结构部分对金融公司和系统的积分非财务实体进行了特定的利润要求，这些实体参与了非中央清算的衍生品交易。
监管机构的较早提案将确定基于安全的掉期交易经销商和主要交换参与者的保证金要求，同时提高允许实施基于内部模型的替代内部模型方法来计算净资本的经纪公司的最低净资本要求。然而，现在，该机构可以提出一项新规则，以确保对“全部倡议”有评论，包括巴塞尔iosco文件中涉及的计划。