涉及瑞银金融服务和传统资产证券公司的William A. Hightower的调查bob200体育

Shepherd Smith Edwards＆Kantas LLP调查了涉及William A. Hightower，UBS Financial Services Inc.和Legacy Asset Securities，Inc。bob200体育

德克萨斯州贝敦 - 2018年9月6日

Shepherd Smith Edbob200体育wards＆Kantas LLP的证券律师事务所的律师，www.sseklaw.com，正在调查涉及William A. Hightower，UBS Financial Services Inc.和Legacy Asset Securities，Inc。Hightower在整个德克萨斯州担任经bob200体育纪人近二十年的索赔，他在2007年开始在瑞银（UBS）和传统职位。从2009年开始Hightower从事一系列不当私人证券交易bob200体育including sales of stock in Hightower Capital and “private annuities” between Hightower and his customers. In 2015,Hightower被禁止金融服务行业FINRA因未能与调查合作，目前正在对证券欺诈的刑事调查。bob200体育

通常，当经纪人因涉嫌进行Hightower而开始进行犯罪活动时，还有许多其他受虐待的客户。除其他问题外，这些客户可能已经出售了不适当的投资，这些投资支付了更高的佣金，或者可能已指示他们进行不适当的交易来产生额外的费用。

因此，通过瑞银或遗产与Hightower一起在Hightower持有经纪帐户的人应仔细审查其帐户，以确保没有问题。请联系Shepherd，Smith，Edwards＆Kantas LLP的律师事务所，以评估您的帐户，以确定您是否可能声称试图追回某些或全部损失。所有通讯将严格保密，并且您不会以任何方式向您进行咨询。

Shepherd Smith Edwards & Kantas LLP has a team of attorneys, consultants and staff with more than 100 years of combined experience in the securities industry and in securities law. For more than two decades, our firm has represented thousands of investors nationwide to recover losses. We have represented clients in Federal and state courts and in arbitration through the Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange Inc. (NYSE), the American Arbitration Association (AAA) and in private arbitration actions.

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