退休损失：首先盟军证券和财务顾问向退休人员支付超过160万美元的bob200体育投资建议，大都会人寿以另外1.89亿美元向欠款的个人支付1.89亿美元，杜克大学将支付超过1000万美元的费用，以解决指控ERISA违法行为的诉讼 - 投资者律师 - 2月 - 2月 - 2月4，2019

投资者指控其退休基金的疏忽和不当行为WIN FINRA案
一种Financial Industry Regulatory Authority (FINRA)panel arbitration is ordering First Allied Securities and financial adviser Larry Glenn Boggs to pay claimants and early retirees Nita and Mike Snow over $578K in compensatory damages, $500,000 in punitive damages, $350K in attorney’s fees, and $60K in other costs related to losses they sustained. Boggs had worked with the Snows on their early retirement plan, which included investing in the Sun America Life-issued variable annuity the Polaris Advantage II and other investments.

在其证券仲裁索赔中bob200体育，下雪寻求Boggs，First Allied证券，First Allied Advisory Securities和Louisiana，LLC的美国退休解决方案的赔偿。他们所有人都否认不当行为。

Meantime, the Snows alleged the following causes of action:

Negligent misrepresentation
违反信托义务
Negligence
Negligent supervision
Tennessee Consumer Protection Act violations
Derivative liability on the parts of American Retirement Solutions and First Allied

The Snows contended that if they hadn’t retired early, they would have made another $730K, as well as Social Security benefits of about $300K had it not been for Boggs’ advice. They also believe that Mike Snow would have made about $190K and other benefits in his 401(k) retirement plan if he’d kept on working. Their case contends that their losses are also in part due to their investing in the Polaris Advantage II.

The panel went on to dismiss all claims against First Allied Advisory with prejudice. American Retirement Solutions has already settled with the Snows.

大都会人寿Must Pay New York Regulator $19.75M Penalty for Not Paying Pensions
New York’s’Department of Financial Serviceshas imposed a $19.75M penalty against MetLife Inc. after finding that the insurer did not pay more than 13,000 people the pensions they were owed. MetLife has already paid $123M to these individuals and will pay another $189M to those who did not receive their pension payments or whose payments were delayed.

在十二月。大都会人寿在M支付了100万美元的和解。英联邦威廉·加尔文（Assachusetts）秘书威廉·加尔文（William Galvin）关于误导性陈述的行政案件，保险公司向投资者发表的陈述未向数千名退休人员支付养老金，其“假定死亡”。该错误可以追溯到1992年。在该和解中，大都会人寿同意向数百名马萨诸塞州退休人员和受益人支付他们所欠的利息付款。

马萨诸塞州和纽约监管机构案件相关，因为它们与美国和美国其他地区成千上万个人的养老金问题相同。

杜克大学将支付超过1000万美元以解决两项退休计划诉讼
为了解决两项退休计划诉讼，指控违反了根据《雇员退休收入安全法》的义务，杜克大学已同意支付1,065万美元。投诉指责公爵迫使其403（b）计划维持记录保存成本，即使投资选择表现不佳，这些成本也是不合理的。

作为解决方案的一部分，大多数班级成员将在其税收退休帐户中支付其分配。不再有退休计划或不再有活动帐户的班级成员可以选择通过支票收取他们欠的钱，或者将其转入不同的税收剥夺帐户。

退休欺诈律师
在Shepherd Smith Edwards和Kantas，LLP（SSEK律师事务所），我们致力于帮助那些失去退休金和储蓄资金的投资者，因为他们的帐户经过不当处理。请联系我们熟练的退休损失律师在SSEK Law Firm如果您是这些投资者之一，那么我们可以帮助您探索您的法律选择。