bob200体育证券欺诈Cases: Businessman Accused in Jay Peak Resort-Related Investment Scheme Must Pay Back Over $81M in Investor Money, Former State Street VP Faces Another Criminal Charge, and Lawyer Pleads Guilty in $20M Stock Scam

Businessman Settles SEC Case Over Immigrant Visa-Related Investor Scam

Ariel Quiros,被指控的商人欺骗外国投资者seeking to earn US residency through the EB-5 Immigrant Investor Program, has agreed to the settle the Securities and Exchange Commission’s case against him. As part of the settlement, which a court still has to approve, Quiros will be held liable for over $81M in disgorgement of ill-gotten gains and a $1M penalty. He also has to forfeit about $417K.

Over 700 investors from at least 75 nations invested with Quiros. Their funds were supposed to go toward “construction projects at the Jay Peak Resort and a proposed (nearby) biomedical research facility,” said the SEC. Instead, contends the regulator, Quiros misused over $50M to buy another ski resort and pay for his own spending, including the purchase of two luxury condos. He also failed to direct about $30M to the construction projects, which was necessary for these investors to become US residents.

Now, Quiros must give up the two condos and the resort that he bought using investors’ funds, as well as surrender his ownership stake in Jay Peak and many other properties.

前州街的高管被指控通过隐藏费用欺骗另一个投资者

联邦检察官已针对前州街公司(STT)副总统罗斯·麦克莱伦(Ross McLellan)提起了新的刑事指控。这位前银行高管此前曾对早期的起诉书不认罪,指责他和其他人在中东和欧洲欺骗六个客户。现在,政府声称麦克莱伦向另一家客户(一家总部位于美国的保险公司)指控固定收入交易的隐性费用,这些交易是代表客户建议的资金进行的。

麦克莱伦(McLellan)计划对较早的电汇欺诈罪和刑事指控进行审判bob200体育证券欺诈later this year.

在2014年与英国金融行为管理局达成的和解协议中,州街同意支付3800万美元,以向六个客户收取过度收费。在财务上受到损害的人包括英国和爱尔兰的政府养老基金以及中东主权财富基金。去年,州街同意支付6400万美元来解决相关的美国民事和犯罪调查。

律师在2000万美元的泵送骗局中认罪

科罗拉多州律师黛安·达米(Diane D.bob200体育她最终可能会落后五年,支付4000万美元的罚款,并下令支付1070万美元的赔偿金。

达米(Dalmy)和其他人被指控操纵股票交易,宣布虚假的商业发展,并从事其他欺诈行动以使股票的价格膨胀。这哈特福德·库兰特报道说,股票骗局影响了约12,000名受害者,其中许多退休的投资者因此失去了积蓄。达米(Dalmy)被指控签署虚假律师意见书,错误地证明了某些便士股票交易是合法的,他承认她让同谋通过律师事务所信托基金会迁移资金。

这不是达米第一次被指控欺诈。SEC禁止她参与与她在最新案件中签署的信件类似的信件,因为她被指控从前股票中获利以提供欺诈。

bob200体育证券欺诈Cases

Shepherd Smith Edwards和Kantas,Ltd LLP,,,,we have represented thousands of investors throughout the United States in state and federal courts and in arbitration. Contact ourbob200体育证券欺诈律师事务所今天。

Alleged Perpetrator of Ski Slope Investment Scheme Agrees to Pay Back Investor Money, Surrender Properties,股票经纪人欺诈博客,2018年2月2日

Ex-State Street executive faces new U.S. fraud charge,,,,Reuters, February 7, 2018

Another Lawyer Guilty In $20 Million Pump-And-Dump Scheme, Hartford Courant, February 6, 2018

SSEK律师事务所的更多博客文章:

达拉斯的AriseBank被指控涉嫌6亿美元提供欺诈,股票经纪人欺诈博客,2018年1月29日

Ameriprise Ordered to Pay $8M Over F-Squared Alpha Sector Strategy Sales, Institutional Investor Securities Blog, December 8, 2017

秒Orders 235 LLCs to Produce Documents Related to Its Woodbridge Fraud Probe,股票经纪人欺诈博客,2017年11月5日

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