标记的文章Gopi Krishna Vungarala

已经达成了另一种投资欺诈解决方案Purshe Kaplan Sterling Investments密歇根州的萨吉诺·奇珀瓦印度部落,独立经纪交易商将支付950万美元。The tribe had filed an arbitration claim contending that it didn’t know that it was paying the firm millions of dollars in commissions on $190M of alternative investments that were purchased through former Purshe Kaplan broker Gopi Krishna Vungarala between 2011 and 2015, including shares in business development companies and non-traded real estate investments trusts (REITs).

Vungarala不仅是密歇根部落的经纪人,而且还担任其投资经理,负责监督其投资组合。他被指控金融业监管机构(FINRA)也是关于委员会的部落。

自我监管机构(SRO)最近试图在涉嫌欺诈事件发生后,将Purshe Kaplan经纪人拒之门外,这是一种正在上诉的动议。FINRA还命令他将近970万美元的利息分配。SRO说,Vungarala忽略了告诉部落的资格获得超过330万美元的销量折扣,这将降低他从销售中获得的佣金量。

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