Former Delphi Executive’s Motion for Summary Judgment in SEC Securities Fraud Case is Denied

地方法院法官否认詹姆斯·布拉尼克(James Blahnik)在美国证券交易委员会的简易判决动议bob200体育bob200体育证券欺诈针对Delphi Corporation的原因,其许多高级官员,其他雇员和为第三方工作的个人。

美国证券交易委员会(SEC)指责被告在其发布文件和SEC文件中错误地评估其经营业绩和财务状况。许多被告已经与美国证券交易委员会(SEC)达成和解,留下了布拉尼克(Blahnik),保罗·弗里(Paul Free),保罗·弗里(Paul Free),凯瑟琳·罗赞斯基(Catherine Rozanski)和米兰·贝拉斯(Milan Belans),要求他们提出简易判决。

During a February 3 hearing, Blahnik’s lawyer said his client, who formerly served as a Delphi Treasurer before being promoted to Vice President of Treasury, Mergers and Acquisitions, intended to depend on the argument that he could not be held primarily liable for violating § 10(b) of the Securities and Exchange Act or Rule 10b-5 because he did not directly issue false statements to the investing public. The Court told Blahnik to make his case in a letter. Yet even after letters were exchanged Blahnik and the SEC, his motion for summary judgment was denied.

SEC指责前德尔福高管参与以下计划:欧洲保理,与一号银行的PGM交易以及与BBK的核心和电池交易。美国证券交易委员会(SEC)辩称,许多布拉尼克(Blahnik)的活动导致了该公司2001年和2003年发行文件中的虚假陈述,2000年表格10-K,2002-2004表格8-K,并纳入了2000年10K表格。

法院指出,布拉尼克(Blahnik)在他的信中未能说服他对SEC提出的理论不承担主要的责任。因此,必须在试验期间解决此问题。


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