举报人案件：SEC向另一个提示者颁发了几乎1MK奖励，摩根大通是IRS举报人案件中的被告，涉及养老基金，以及在员工诉讼后通过Wells Fargo出售某些定期终身保险政策的审慎性停止

The U.S. Securities and Exchange Commission said that it has awarded a whistleblower over $900K for a tip that allowed the regulator to bring multiple enforcement actions. The regulator announced the award just a days after it awarded another whistleblower $3.5M, also for coming forward with information resulting in an enforcement action.

Since 2012, the regulator’s whistleblower program has awarded about $136M to 37 individuals. The SEC protects the identities of whistleblowers, which is one reason it doesn’t disclose details about the enforcement cases.

It is against the law for companies to retaliate against employers for turning whistleblower, and there are protections, as well as remedies in place in the event of retaliation. Whistleblowers who provide the SEC with unique and helpful information that makes it possible for a successful enforcement action rendering over $1M in monetary sanctions are entitled to 10-30% of the funds collected.

在其他与举报人有关的新闻中，求职者的三名前保诚（PRU）雇员起诉了保险公司。他们声称自己被解雇了，因为他们报告了通过富国银行（WFC）零售银行进行交易时涉及出售审慎定期人寿保险单的销售销售销售行为。保诚政策的出售与涉及富国银行的交叉销售丑闻有关。同时，保诚（Prudential）辩称，出于不同的原因，前雇员被解雇。

Another, albeit unrelated, whistleblower lawsuit currently making headlines is the one recently filed against摩根大通公司（JPM）由前雇员。该公司去年支付了超过3亿美元的费用，以解决监管机构声称，指责银行不告诉富人的客户正在将他们指导他们自己的资金。当时，摩根大通（JPMorgan）承认有无意间的披露失误，并承诺提高透明度。

但是，现在，前雇员指责该公司犯有不充分披露的错误行为。举报人声称，由于这些客户资金的一部分是由税收优惠的养老基金中的，因此该银行违反了IRS规则，并在赞成自己的资金时忽略了其信托义务。前雇员与SEC在其证券案件中对摩根大通进行了合作。bob200体育

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有关举报人奖的SEC命令(PDF)

Prudential Whistleblower Rocks the Boat on Wells Fargo Scandal，，，，Bloomberg, December 19, 2016

摩根大通（JPMorgan，今天的会计，2016年12月19日