Beechwood Bermuda Investor Seeks Up to $500K From Cetera Broker

Beechwood Bermuda Investor不受欢迎建议非交易的REIT医疗保健信托

Another Chinese investor has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim againstCETERA投资服务损失遭受的损失Beechwood Bermuda（北极星金融服务（百慕大）相关产品）。

该投资者还遭受了投资损失非交易房地产投资信托，，，，Healthcare Trust Incorporated (HTIA). The claimant alleges negligence, unsuitability, poor supervision, and concentration, among other claims, and is seeking up to $500K in damages.

CETERA经纪人Leo Li-Yuan Chien也是该FINRA仲裁案的被告。

Beechwood Bermuda，以前称为PB Life和Old Mutual（Bermuda），现在是Beechwood Omnia。该公司是Northstar金融服务（百慕大）的一个部门，该部门于2018年被全球银行家和亿万富翁所有者Greg Lindberg收购。他在2019年被起诉刑事指控，并于2020年因电汇欺诈和贿赂而被定罪。林德伯格可能会将诺斯斯塔尔（百慕大）的钱汇入他在美国的特殊用途车辆。

我们的Northstar Financial Services（Bermuda）投资律师代表该北京投资者和FINRA仲裁中的其他投资者，以从CETERA中弥补他们的损失。Contact us今天在Shepherd Smith Edwards和Kantas（Investorlawyers.com的SSEK律师事务BOB体育所）。

北京投资者还指控陈述和遗漏

The Chinese national investor used to have an account with East West Bank, which is how he met his Cetera financial advisor. The broker-dealer recommended that the claimant invest $350K of his savings in Beechwood Bermuda, which is now defunct, and $200K in Healthcare Trust, which is in financial trouble.

Unfortunately, Cetera did not adequately disclose the risks and woes involved in both investments to the investor. This included, regarding Northstar (Bermuda), in particular:

This was an unrated product.
法定财务报表，合规声明以及资本和偿付能力申报表并未在2018年底和2019年提交。
Lindberg, as we mentioned earlier, was indicted in 2019.

Healthcare Trust was also unsuitable and too risky for this Chinese investor. Cetera essentially 100% concentrated his funds in risky products even though better-rated, more protected comparable investments were available.

考虑到这个外国国民正在寻求美国的稳定性和安全性。为什么他的财务顾问不建议更适合其投资组合和风险承受能力水平的更安全的投资？

Cetera知道Northstar（百慕大）和医疗保健信托基金有问题

CETERA投资服务also routinely assured this investor that all was well and no changes needed to be made to his investments. This was even as Northstar (Bermuda) and Healthcare Trust were experiencing financial woes.

不仅如此，这位投资者明确告诉Cetera，他希望保留其主要保证，保留资产和最小风险。所有这些都向索赔人承诺。这就是为什么Cetera将这个中国国民投资于百慕大的一家晦涩的公司和风险的非交易房地产投资信托基金的原因。

根据Brokercheck的说法，总部位于CETERA的经纪人Leo Li-Yuan Chien该行业已有19年了。他已被注册的其他公司包括汇丰证券（美国），花旗集团全球市场，花旗集团投资服务，西部国际证券，IFMG证券，Bbob200体育ancwest Investment Servicess和Linsco/Private Ledger Group。

熟练的比奇伍德百慕大投资律师

SSEK律师事务所代表来自亚洲，加勒比海，拉丁美洲和中美洲的投资者，以追求其在Northstar Financial Services（百慕大）及其相关实体中损失的财务回收率。

Unfortunately, many broker-dealers and their financial advisors sought to take advantage of the higher commissions and other compensation they stood to earn from recommending Northstar (Bermuda) products to customers.

Our Beechwood Bermuda and Northstar Financial Services (Bermuda) lawyers have filed dozens of FINRA arbitration claims against broker-dealers on behalf of investors. In the US, call us at（800）259-9010。Internationally, contact us via WhatsApp (text only): 712-227-2400.

List of Northstar (Bermuda), Beechwood Bermuda/Old Mutual (Bermuda)/Omnia, and PB Investment Holdings products。

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