Advisor Group Broker-Dealers Named in GPB Capital Fraud Claims Raised Their Legal Reserves

Sagepoint Financial，Royal Alliance Associates和FSCESCESIT的客户在GPB资金中遭受了bob200体育损失

根据InvestmentNews的说法，三家顾问集团经纪公司去年将预期的“法律和监管事项”提高了三次。这些公司在其2020年重点报告中披露了此信息，这是他们最近向美国证券交易委员会（SEC）提交的财务报表。bob200体育

尽管经纪交易商没有解释他们需要这些增加的法律储备，但它们是数十家金融公司之一，这些公司从向投资者出售GPB的私人地位，从而赢得了超过1.6亿美元的佣金。

现在，GPB资本持有是面临SEC诉讼以及其他民事诉讼accusing the alternative asset firm, its founder David Gentile, Ascendant Capital owner Jeffry Schneider, ex-GPB managing partner Jeffrey Lash, and two other entities of operating an over $1.7B Ponzi scam that defrauded over 17,000 investors all over the US.

InvestmentNews还报告说，Triad Advisors是另一位向客户出售GPB投资的顾问集团经纪交易商，尚未向委员会提交其2020年重点报告。

However, the firm is definitely contending with multiple Financial Industry Regulatory Authority (FINRA) arbitration claims from customers seeking to recover losses they suffered from the GPB Funds. Already by March 2020, according to Triad Advisors’ last Focus Report, it was already facing GPB private placement fraud cases with potential damages at almost $2.3M.

我们经验丰富的GPB投资欺诈律师在Shepherd Smith Edwards和Kantas（Investorlawyers.com的SSEK律师事务所）正在FINRA仲裁中提出许多此类索赔，以针对TriBOB体育ad Advisors和许多其他建议并在GPB资金中出售投资的其他公司。

打电话给我们（800）259-9010今天。

法官暂停了针对GPB的SEC诉讼，而不是投资者对经纪交易商的欺诈索赔

In the U.S. District Court for the Southern District of New York in Brooklyn, Chief United States District Judge Margo K. Brodie has suspended the SEC’s civil lawsuit against GPB Capital Holdings and the other defendants after Acting U.S. Attorney Seth DuCharme requested a stay.

Ducharme正在寻求保护正在进行的大陪审团调查的保密，并阻止对针对Gentile，Schneider和Lash犯罪欺诈案件中涉及的任何问题。

Judge Brodie’s order, however, won’t impact the role of Joseph Gardemal III, an independent monitor appointed at the SEC’s request to supervise the New York private-equity firm’s operations. Gardemal will decide whether the alternative asset firm should go into receivership or bankruptcy.

暂停也不会影响成千上万针对经纪交易商及其注册代表提出的投资者索赔，这些代表被其前客户追求的损害赔偿。不幸的是，他们的经纪公司和经纪人不建议将太多的投资者推荐给GPB私人地位。这些客户被承诺从GPB资金中获得多达8％的回报。取而代之的是，他们现在正在努力努力恢复的重大投资损失。

经验丰富的GPB投资欺诈律师

For more than 30 years, SSEK Law Firm has represented thousands of investors and recovered many millions of dollars on their behalf. We work with retail investors, retirees, small businesses, institutional investors, and high-net-worth individual investors.

如果您在任何GPB的私人安置中遭受损失，请允许我们的证券欺诈律师事务所帮助您探索您的法律选择。bob200体育Contact us今天在SSEK律师事务所提供免费的无义务案件咨询。