机构投资者综述:前Indymac高管集体诉讼证券案件为650万美元,纽约美联储从AIG Bailout出售8.28亿美元的抵押债务证券bob200体育,调查说,25%

The former executives of IndyMac Banccorp have consented to settle class-action securities lawsuit related to bank holding company’s collapse when the housing bubble burst. Per the settlement terms, the financial firm’s insurer will pay investors $6.5 million in cash.

IndyMac shareholders had gone after ex-CEO Michael Perry and ex-finance officer Scott Keys in 2008, contending that they had misled investors about the mortgage lender’s poor financial condition. A month later, federal bank regulators closed down IndyMac Bank. Although the two of them are settling, they were not required to admit to any wrongdoing.

“Again, no jail time for anyone,” commentedShepherd Smith Edwards和Kantas,Ltd,LLP创始人和股票经纪人欺诈律师William Shepherd

其他针对前INDYMAC高管的诉讼正在审理中。负责监督失败抵押贷款人的接管人的联邦存款保险公司也以6亿美元的价格起诉佩里。FDIC表示,Indymac的失败预计将损失其存款保险基金130亿美元。

在其他证券新闻中,bob200体育上周,纽约联邦储备银行出售了8.28亿美元的抵押债务证券,因为它继续于2008年从美国国际集团的救助下结束投资组合。III巷至约275亿美元,同时将其余产品组合的价值降低到约187亿美元。瑞士信贷集团AG(CS)是买家之一。

“当试图最初的销售尝试时,该过程被关闭,因为预计的投标要高得多,不到证券面值的10%。”bob200体育抵押支持证券律师牧羊人bob200体育。“相信我,无论如何有毒,购买这些资产的人将获得数十亿美元的利润。在1980年代后期的储蓄和贷款崩溃之后,那些从政府救助基金(政府救助基金)购买了“坏纸”的人制作了数十亿美元。我的猜测是,这批坏纸将在这批坏纸上赚数万或数十亿。一个好的收集机构可能可以帮助纳税人在这里,并将大部分差异放在我们政府的口袋里。哦,谁因AIG炸毁而入狱?答:没有人”

不幸的是,华尔街上的不当行为似乎不会消失。根据对美国和英国500名金融服务专业人员的调查,有24%的受访者认为,要成功,您有时必须参加非法或不道德的活动。对于许多人来说,作弊的动机就是金钱。30%的受访者表示,从事此类活动的动力与他们的奖金和薪酬计划的结构方式有关,这是真正的钱的所在地。

Although this leaves 76% of respondents saying that breaking the law or acting unethically is never necessary to move on up,bob200体育证券律师牧羊人said, “Only one in four? Is that supposed to be a good record? Over a million people are licensed to sell securities or act as financial advisors in the U.S. So, a quarter of a million financial professionals admit they feel obliged to break the rules from time to time? Most of these people work with dozens if not hundreds of clients. So, is there a question as to whether Wall Street needs tighter restrictions?”

Former IndyMac Chief Settles Suit,《华尔街日报》,2012年7月8日

Many on Wall Street think cheating breeds success,MSNBC,2012年7月10日


更多博客文章:

德克萨斯州证bob200体育券综述:摩根士丹利·史密斯·巴尼(Morgan Stanley Smith Barney)起诉财务顾问的庞氏骗局,法官驳回了前任高管举报人对他的解雇的诉讼,而前斯坦福大学金融集团CIO恳求妨碍SEC的调查。,股票经纪人欺诈博客,2012年7月3日

Contact Information
Baidu