Non-Traded Securities Litigation Lawyers

How Can Our Non-Traded Securities Litigation Lawyers Help You Recover Your Investor Losses?

For over 30 years, Shepherd Smith Edwards and Kantas (investorlawyers.com）代表投资者，他们在非交易证券中对其经纪公司和财务顾问遭受了严重损失。bob200体育最近，这包括调查和/申请金融行业监管机构（FINRA）涉及的诉讼：

Northstar金融服务（百慕大）年金和其他产品

GWG L持有债券

黑石房地产投资信托（BREIT）

Secured Income Group
Complete Business Solutions

ShopOff土地基金

规定的保护地役权

HJ Sims发行的Reg D债券

IGF Investment Grade Fund I

These illiquid investments are risky and typically unsuitable for the majority of retail investors, including many conservative investors and unsophisticated investors. Yet, many of the securities firm arbitration claims we have filed are on behalf of retirees and inexperienced investors who were clear from the start that they wanted to take on little to no risk. Even when these investments were sold to claimants that were accredited investors, alleged broker misconduct and negligence caused them financial harm.

什么是非交易证券？bob200体育

These are securities that do not trade on any public exchange. Generally illiquid, they cannot be traded on any secondary markets, which makes them difficult to buy and sell. The only way to typically purchase非交易证券bob200体育is through private transactions or the over-the-counter market via a broker-dealer network. These investments usually come with a minimum holding period.

Not subject to listing requirements, information about a non-traded security’s issuer, pricing, trading volume, any conflicts of interest, and other pertinent information may be hard to find. This lack of transparency can also increase the chances of securities fraud.

非贸易证券的发行人和出售它们的经纪人倾向于向bob200体育投资者收取高额费用和佣金。

A Few Examples of Non-Traded Securities:

非交易房地产投资信托（非交易房地产投资信托基金）：Like publicly-traded REITs, non-traded REITS, although not listed, have to be registered with the US Securities and Exchange Commission (秒）并遵守相同的规则和报告要求。非交易房地产投资信托基金可以出售给包括未经认可的投资者在内的任何投资者。

私人房地产投资信托：这些房地产投资信托不必在SEC注册或满足其报告要求。但是，他们必须遵守D法规要求。私人房地产投资信托基金非常流动性，只能出售给认可的投资者。他们倾向于最低投资，并且非常流动性。

Private Placements:这些投资通常出售给预先选择的投资者，而不是在公开市场上出售。通过私人安置，一家公司出售其股票或其他相关利息（例如债券或认股权证）以换取现金。私人安排通常是D投资法规。

Private Equity Funds:投资者的资金由基金共同投资于公司或参与公司的收购。管理这些资金的私募股权公司通常会收取绩效和管理费。

Hedge Funds:These funds also pool investors’ money together to invest in different assets. Because hedge fund managers are generally paid according to performance, many will use aggressive investing strategies to try to generate high returns.

Other non-traded securities: equipment leasing programs, equity crowdfunding, and others.

如果您遭受涉及非交易证券的投资者损失，该怎么办？bob200体育

并非所有投资者损失都是由经纪公司的过失或欺诈引起的。每次您投资时，在投资中亏损的可能性都是风险。但是，如果任何人（包括金融专业人士）试图向您出售投资，同时承诺“无风险”并保证收益，则认为这是一个大危险信号。

尽管如此，由于涉及某种类型的不当行为或粗心，在许多情况下确实会发生非交易证券投资者损失。bob200体育在某些情况下，可能是非交易证券的发行人或经理，他们挪用或不予以投资。bob200体育在其他情况下，这是因为经纪人未能对这项非交易投资进行适当的尽职调查，不适当地向投资者推荐了安全性，或者将客户的帐户集中在客户的帐户中。

Determining when investor losses warrant suing your broker-dealer for damages can be challenging, which is why you want to speak with savvy non-traded securities litigation lawyers. When you work with Shepherd Smith Edwards and Kantas, you retain the experienced services of not just one investor fraud attorney, you are hiring a team of skilled securities fraud lawyers who are all dedicated to representing you and giving you personalized legal care and attention that you need.

We can help you determine during your free, no-obligation initial case consultation whether you have grounds for aFINRAlawsuit超出您的非交易证券损失。bob200体育如果我们同意共同努力，我们的知识渊博的法律团队将准备和提出这一主张，并在仲裁员小组面前代表您。我们90％的客户因其损失而获得了全部或部分恢复。

您如何联系SSEK非交易证券诉讼律师？bob200体育
我们的非交易证券诉讼律师致力于bob200体育帮助您对经纪公司及其注册代表的投资者赔偿。多年来，我们通过仲裁，调解和诉讼共同赢得了代表客户的数百万美元。

称呼(800)259-9010today.