德州证券欺诈bob200体育: SEC Sues Two Individuals For Allegedly Running Multi-Million Dollar Scheme Involving Viaticals

美国证券交易委员会在美国南部地区地区法院起诉凯利·吉普森（Kelly Gipson）和查尔斯·乔丹（Charles Jordan）bob200体育viaticals骗局（在人寿保险二级市场中）。该机构在3月22日表示，法院已批准要求暂时冻结被告资产的命令。

此外，已任命接收者负责其业务，美国定居点协会有限责任公司及其资产。SEC正在寻求初步和永久禁令，民事处罚，诉讼加上审判的利益。

Per the agency’s complaint, Gipson and Jordan made at least $2.3 million from March to December 2007 by selling interests in a life insurance policy to over 50 investors in 10 states. They told them they would spend the funds on future premium payments so that the policy wouldn’t lapse. Instead, Gipson and Jordan mixed investors’ money with their funds and diverted it toward their personal spending, including travel, jewelry, entertainment, and casinos.

SEC表示，该政策不仅在2010年3月9日到期，而且不再具有任何价值。

The defendants also allegedly failed to disclose their actions to investors and neglected to tell them about the possible risks involved. They also allegedly told investors that a bonding company was protecting their investments. In fact, Provident Capital Indemnity Ltd., which is based in Costa Rica, doesn’t have the license to provide insurance in the US.

SEC的投诉指控Gipson，Jordan和ASA违反了1934年《美国证券交易所法》第10（b）条，1933年的《证券法》第17（a）条以及该规则10B-5。bob200体育

我们的德克萨斯证券bob200体育欺诈律师事务所在整个美国处理viatical病例，也称为生活解决案例。联系我们股票经纪人欺诈律师安排您的免费案例评估。

相关的网络资源：
委员会获得资产冻结和任命接收者，涉嫌350万美元的生命和解欺诈，Sec.Gov，2010年3月22日
bob200体育证券交易委员会(PDF)