FINRA Arbitration Claim Over Private Placement Sale Losses

Broker-Dealer Negligence Alleged Related To Investor Losses Tied to GPB Auto and GPB Holdings II

您是否应该对GPB私人安置销售损失提出针对庇护所证券的FINRA仲裁索赔？bob200体育

If you are someone whose Sanctuary Securities broker recommended that you invest inGPB Capital Holdingsprivate placement funds, you may be able to file a Financial Industry Regulatory Authority arbitration claim or FINRA arbitration claim for your losses. The broker-dealer is one of the dozens of US-based firms accused of unsuitably recommending and selling GPB Capital Holdings private placement shares, in particular those involving GPB Automotive Portfolio, LP, and GPB Holdings II, LP, to customers.

GPB is now facing criminal and regulatory allegations that it ran a more than $1.7B Ponzi scam that defrauded at least 17,000 investors. Many of the victims, including retirees and other conservative investors, should never have been sold shares in the GPB Funds. Now, they are scrambling to recover damages.

FINRA contends that Sanctuary Securities allegedly committed brokerage firm negligence when it purportedly did not tell eight investors that GPB had failed to submit required financial filings to the US Securities and Exchange Commission (SEC) in a timely manner. These Sanctuary customers purchased some $600K in GPB private placement funds in June 2018, which earned the financial firm about $48K in commissions.

除了利息之外，Sanbob200体育ctuary Securities已同意向部分赔偿48,000美元。

Why Work With Skilled Brokerage Firm Arbitration Lawyers And File Your Own FINRA Arbitration Claim?

Even though the SEC filed a civil lawsuit and the US Justice Department brought criminal charges—and class actions securities fraud litigation were submitted against GPB Capital—it is unlikely that you will obtain substantial financial recovery through these types of cases. This is why it is so important that you speak with knowledgeable stockbroker negligence

attorneys to explore your legal options, including whether your GPB Fund losses warrant grounds for a viable claim for damages.

Shepherd Smith Edwards and Kantas are representing investors over their GPB investment losses in FINRA arbitration. Our expert FINRA lawyers have the skills, experience, and resources to go after even the biggest firms on Wall Street.

提出FINRA仲裁索赔，证明股票经纪人的过失是一个极具挑战性的因素，这就是为什么您需要经验丰富的证券律师，这些证券律师对您的仲裁程序有了解。bob200体育多年来，我们为客户收回了数百万美元。致电Shepherd Smith Edwards和Kantas(800) 259-9010today.