Shepherd Smith Edwards和Kantas调查了涉及Robinhood Financial的投资者索赔

使用或目前使用Robinhood Financial的投资者可能有索赔的理由

如果您是在使用Robinhood Financial进行投资时亏损的人，Shepherd Smith Edwards和Kantas（SSEK律师事务所）希望与您交谈，以帮助您探索是否有索赔理由。

罗宾财务offers commission-free trading of stocks,exchange-traded funds (ETFs)和其他投资。自2013年成立以来，它的网站及其应用程序已执行数万美元的交易。

但是，该公司受到了审查，受到了罚款金融业监管机构（FINRA）2019年12月，由于某些违规行为以及许多影响投资者的技术故障。

技术故障导致暂时关闭

This week, it was reported that infrastructure issues resulted in major outages on Monday and Tuesday, making it temporarily impossible for customers to trade stocks.

根据Robinhood Financial Coos和联合创始人，Vlad Tenev和Baiju Bhatt的说法，该网站上的重型市场活动和“前所未有的负担”是导致Robinhood的DNS系统失败的原因。公司发言人说，失败也导致了该应用程序及其帮助中心的关闭。

本周的小故障并不是第一次受到罗比林投资的影响。去年年底，另一种技术SNAFU使用户可以使用免费资金来交易股票。然后，早在7月，该公司承认某些密码以可读性的格式错误地存储。

FINRAAccuses Robinhood Financial of Best Execution Violations, Supervisory Failures

然后，FINRA因监督失败和涉及客户的股权订单的最佳执行违规行为而对Robinhood Financial罚款125万美元。据说这项违规行为是在2016年10月至2017年11月之间发生的。该公司定居但没有否认或承认指控。

According to the self-regulatory organization (SRO), for over a year, Robinhood Financial sent non-directed equity orders to four brokerage firms, which then paid the company. This type of arrangement between Robinhood and the broker-dealers is what is called a “payment for order flow”.

Finra，在其行动，，，，contends that by routing the orders to the designated firms, Robinhood violated规则5310，which mandates that broker-dealers employ due diligence to determine what the best market for a security is and to trade in that market so as to ensure the most favorable price.

Instead, the company purportedly concentrated on the “execution quality” of “pre-existing routing destinations.”

Robinhood was also accused by the SRO of not conducting “systematic best execution reviews” of a number of kinds of orders, including orders made outside of trading hours. As a result, said FINRA, each month, hundreds of thousands of orders did not fall within the scope of the firm’s “regular and rigorous” process for review.

As for the supervisory violations alleged, the SRO said that Robinhood’s supervisory system was not designed in a manner reasonable enough to be able to be in compliance with its best execution duties.

Robinhood Financial Investor欺诈索赔律师

如果您担心通过Robinhood Financial进行投资时所遭受的损失，/或可能使您的投资不当，请联系ssekLaw Firm今天。

多年来，我们成功地与许多公司康复了无法监督交易和其他类型的过失以及股票经纪人欺诈。让我们的一位Robinhood Investor欺诈律师通过对您的案件进行免费的无义务评估来帮助您探索法律选择。