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Lawyers representing a retired couple in a claim against Oppenheimer & Co., Inc. recently obtained an award from a Financial Industry Regulatory Authority (“FINRA”) arbitration panel awarding them $800,000 in damages. The claim was based upon an investment of the couple’s money, including retirement assets, into various energy stocks, including Breitburn Energy Partners, Sandridge Permian Trust, Atlas Resource Partners, and Vanguard National Resources. The arbitration panel found that Oppenheimer was negligent in the treatment of the clients, and awarded $800,000 in damages, $61,5217 in costs, and post-judgement interest.

经纪人，埃文·菲舍尔，尽管他目前对他有四个客户索赔，其中包括最近以该奖项的裁决，该奖项似乎已提出了四个客户索赔，该奖项似乎已转移到Ameriprise Financial Services，Inc.。目前尚不清楚这些其他客户投诉是否涉及对Breitburn或Sandridge等能源股票的投资。

不幸的是，当经纪人与某些客户不当行动时，菲舍尔先生被至少四个不同的客户指控这样做时，他们经常与许多客户这样做。如果您是Fischer先生的客户，并且认为您可能已经不适当地投资或以其他方式损失了钱，联系Shepherd，Smith，Edwards和Kantas LLP的律师事务所对于免费的，没有对您的帐户的义务评估，以确定您是否可能会索赔试图追回某些或全部损失。所有通讯将严格保密，并且您不会以任何方式向您进行咨询。