SEC案件：庞氏骗局发出的最终判决为1570万美元，说向运动员吹捧贷款，MicroCap发行人被指控犯有会计计划，并且公司的资产被指控冻结了530万美元的欺诈行为。

监管机构命令据称庞氏骗子支付1570万美元加利息
In its final judgement against ex-pro football player William D. Allen, Susan Daub, and three entities, the US Securities and Exchange Commission is ordering the defendants to pay over $15.7M in disgorgement of ill-gotten gains in addition to prejudgment interest for analleged Ponzi scamthat raised nearly $32M from investors. Allen, formerly of the Miami Dolphins, and Daub, who both pled guilty to related to criminal charges last year, have been sentenced to six years in prison. They must pay $16.8M in restitution for that action. The SEC’s order will be deemed met “based on the restitution order” in the criminal case.

美国证券交易委员会（SEC）的投诉辩称，多布（Daub）和艾伦（Allen）以及实体对贷款的误导了，这些贷款本来应该向职业运动员提供的贷款。取而代之的是，据称，他们仅利用一部分资金发行贷款，同时使用投资者的资金来支付夜总会和赌场费用，其他合资企业，并偿还其他投资者。

Microcap Issuer and Its Ex-CEO Resolve Investor Fraud Allegations
Integrated Freight Corporation and its ex-chairman/CEO David N. Fuselier have settled SEC charges accusing them ofinvestor fraud。但是，Fuselier和公司都没有否认或承认这些指控。

According to the Commission’s complaint, Fuselier tried to hide Integrated Freight’s poor financial state through the sale of a number of its subsidiaries, which were in debt and “non-performing,” to a related third party. Fuselier then allegedly hid the reason for the transfers from auditors and, over several years, compelled Integrated Freight to submit disclosures that were false and misleading to the SEC. He is also accused of signing certifications that were materially false related to the company’s quarterly and yearly reports.

To settle the civil charges, Fuslier must pay over $128K of disgorgement, more than $22K in prejudgment interest, and a $150K penalty. He also is barred from future penny stock offerings or from serving as a director or officer of a public company. Fuselier was previously the subject of another SEC case over similarly alleged misconduct involving a different company called New Leaf Brands.

Meantime, Integrated Freight will pay a $10K civil penalty.

SEC Freezes Assets of Rainbow Partners and Its Owner Who Claimed to be A Former Hedge Fund Manager
The SEC ordered an asset freeze and filed fraud charges against Michael F. Anderson and his The End of the Rainbow Partners, LLC. The Commission contends that Anderson told investors that he was a former hedge fund manager with a good track record. He claimed that he had a proprietary algorithm that he could use to day trade their money. He raised about $5.3M in investor funds.

据称，安德森还承诺，从交易中赚钱的钱中有20％将用于妻子的慈善机构虐待幸存者。他据称说，其余的利润将在投资者中分配。

Instead, claims the Commission, between 3/2014 and 2/2917, Anderson and his company misappropriated over $2.3M of investors by moving their money to his wife, her supposed charity, another company that she owned, and the hedge fund Bighorn Wealth Fund, LP, which Anderson managed. The misappropriated monies went toward covering the Andersons’ expenses, mortgage bills, tax debts, life insurance bills, credit card expenditures, and other personal bills.

同时，安德森和他的彩虹合作伙伴据称损失了近60万美元的投资者资金，同时声称这笔交易是有利可图的。他被指控创建伪造帐户声明，以使其看起来好像有利润。190万美元的投资者资金用于向其他投资者支付。

Anderson, who is now deceased, admitted to most of the misconduct alleged in a sworn affidavit prior to his passing.

联系我们investment fraud lawyers今天，如果您相信自己可能是securities fraud。Shepherd Smith Edwards and Kantas, LTD LLP represents investors throughout the US.

SEC Obtains Final Judgments Against Defendants in Ponzi Scheme Involving Loans to Professional Athletes，SEC，2017年11月17日

SEC对Microcap发行人和前首席执行官获得判决，SEC，2017年11月17日

The SEC Complaint in the Anderson Case（PDF）

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Ex- Investment Adviser is Accused of Defrauding Retirees of Over $1.85M，股票经纪人欺诈博客，2017年11月13日

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