bob200体育证券欺诈：陪审团定罪前森林投资组合经理，波士顿 - 埃利亚德·里昂德（Boston-Hilliard Lyons）经纪人被指控未经授权的行业被禁止，而犹他州商人则被指控犯有1亿美元庞氏骗局的票房投资者

Bond Fraud Case Leads to Conviction for Former Visium Asset Management
A jury has convicted Stefan Lumiere, a former Visium Asset Management LP portfolio manager, of wire fraud andsecurities fraud. Lumiere was accused of conspiring to artificially inflate the value of a fund that was invested in debt issued by healthcare companies. Prosecutors said that his actions caused the fund’s net asset value to become overstated by tens of millions of dollars, compelling investors to pay more than they should have for the securities. They argued that Lumiere got fraudulent price quotes from brokers who worked outside the firm in order to override prices that the credit fund’s administrator had calculated. They say that he mismarked securities for years.

Ex-Former Hilliard Lyons Broker Doesn’t Appear to Testify, Gets Barred by FINRA
Former-Hilliard Lyons broker Henry Al Dean Watson is now barred from the securities industry. Watson, who settled a customer complaint accusing him of portfolio mismanagement, making unauthorized trades, engaging in excessive trading, and getting paid too much in commissions, failed to show up to provide testimony before the Financial Industry Regulatory Authority. By not appearing before the inquiry to give testimony, the ex-Hilliard Lyons broker violated industry rules, hence the bar. He did not deny or admit to the findings but he consented to the sanction.

沃森的BrokerCheck个人资料指出，他对166,500美元的贡献一无所有broker fraud2015年针对他授予的仲裁奖。

Prosecutors Charge Utah Businessman With $100M Investment Fraud
Claud R. Koerber is charged with multiple counts of fraud involving the sale and offer of securities, wire fraud, tax evasion, and money laundering. The Utah businessman is accused of running one of the largest庞氏骗局in the state.

法官此前曾提出刑事案件，指责科伯在2014年涉及涉嫌投资欺诈的类似罪行。但是，现在，检察官正在重新定案。

Koerber is accused of running Founders Capital, Franklin Squires Cos, and Franklin Squires Investments as a $100M Ponzi scam. Over $50M of investor money was purportedly used to pay earlier investors. Prosecutors contend that when the payments to investors ceased in 2007, the latter lost approximately $47M.

Contact our securities fraud law firm today. We represents investors that were the victims of Ponzi scams, unauthorized trades, excessive trading, and other kinds of investment fraud. ContactShepherd Smith Edwards and Kantas, LTD LLPtoday.

Former Portfolio Manager Stefan Lumiere Convicted on All Counts In Manhattan Federal Court, DOJ.gov, January 19, 2017

Finra bars former Hilliard Lyons broker, Investment News, January 18, 2017

Feds file fraud charges against ‘Free Capitalist’Again，KSL.com，2017年1月20日

Appeals courts sends case against Rick Koerber back to judge who dismissed it, Deseret News, January 21, 2016