Shepherd Smith Edwards and Kantas Investigates Sagepoint Financial Over GPB Private Placement Sales

Sagepoint金融客户遭受GPB私人安置和资金的损失

If you are an investor who suffered losses after a Sagepoint Financial broker sold youGPB私人位置,我们的证券bob200体育欺诈律师在Shepherd Smith Edwards和Kantas(SSEK律师事务所)希望与您交谈。GPB资本持有人被指控运行$1.8B Ponzi scam。Sagepoint Financial是60多名经纪交易商之一,其注册代表将这些投资出售给客户。

Sagepoint Financialis part of Advisor Group, a huge network of independent wealth management firms. In August, the broker-dealer and another Advisor Group firm, Royal Alliance, were prominently named by the lead plaintiffs in the first class action securities case against GPB Capital. The firms’ brokers had sold them their investments in the GPB Automotive Portfolio and the GPB Holdings II funds.

The plaintiffs, like so many other investors, had sustained substantive financial losses in the wake of the Ponzi fraud allegations, the suspension of investor redemption, the massive drop in value of all of the GPB Funds, and the other regulatory and civil troubles plaguing the alternative asset firm.

GPB投资者提出FINRA仲裁索赔

GPB fund investors have had no choice but to try to get their money back through filing investor fraud claims in Financial Industry Regulatory Authority (FINRA) arbitration against the broker-dealers and their brokers that sold them the investments. This is not the type of investor fraud case that you want to pursue without experienced legal representation.

There are also investors that have chosen to go after GPB Capital Holdings directly via litigation, including another class action securities fraud lawsuit that was filed several weeks ago.

Elderly Investor Claims Sagepoint Financial Overconcentrated Her Portfolio with GPB Funds

Sagepoint Financial最近在另一个客户纠纷中命名,这是针对该公司的。索赔人是一名老年投资者,在FINRA面前提起了10万美元的案件。她指责经纪交易商在GPB的私人场合中过度调整自己的投资组合,并且未能告诉她这些投资是不流动的,并且她无法随时随地取回自己的钱。

Sagepoint Financial在向所有客户的GPB投资向所有客户的销售销售中赢得了大量佣金。事实上,尽管GPB投资者甚至无法知道他们的投资价值(如果有的话),那么替代资产公司何时会延迟其何时提供经过审计的财务报表。据信,经纪公司及其经纪人从私人安置销售中获得了超过1.6亿美元的佣金。

同时,投资者现在说,他们不仅没有完全了解GPB资金所涉及的风险,而且对于许多人来说,这些私人安置并不适合他们的投资。

GPB Private Placements Are Not for Inexperienced Investors

GPB私人位置should not be sold to every kind of investor. Only experienced investors whose portfolios can handle the risks involved should have been the ones to whom brokers recommended these investments. That said, even experienced investors are now claiming significant losses.

Experienced Securities Fraud Lawyers

Already, SSEK Law Firm is pursuing a number of brokerage firms via GPB investor fraud claims on behalf of our clients. Some of these cases are slated to go before FINRA arbitrators as early as the Spring of 2020.

Pleasecontactour GPB investor fraud lawyers if you suffered losses from investing in the following:

  • GP Automotive Portfolio
  • GPB Holdings II
  • GPB Holdings II
  • GPB Cold Storage
  • GPB废物管理
  • GPB NYC Development

SSEK Law Firm works with clients throughout the US. Over the years, we have successfully gone up against the largest broker-dealers on Wall Street on behalf of investors.

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