标记的文章塔利姆科

美国证bob200体育券交易委员会(SEC)已针对注册投资顾问(RIA)及其前首席运营官Grant Gardner Rogers提出了民事诉讼。监管机构正在指责他们既操纵其举办的商业房地产拍卖,供一个客户使另一个客户受益,从而欺骗销售客户。塔利姆科(Talimco)和罗杰斯(Rogers)同意C轻松订单反对他们,但没有否认或承认这些发现。

美国证券交易委员会(SEC)辩称,2015年4月左右,RIA和Rogers试图帮助销售客户(一项抵押债务义务(CDO))出售商业房地产资产,同时打算帮助其他客户 - Talimco创建的私人基金 -获取资产。这regulator claims that instead of looking for a number of bidders for the asset that was for sale—it was the firm and Roger’s fiduciary duty to help the CDO client find a number of willing bidders so as to obtain the best price possible—Rogers purportedly only presented the selling client with the affiliated private fund client’s bid and the bids of two other “unwilling” parties. The latter two were assured that their bids would not win.

由于所谓的“操纵”,私人基金客户的出价最终是最高的,该基金能够以其价值的一半以2860万美元的价格获取商业房地产资产。该基金在塔利姆科(Talimco)和罗杰斯(Rogers)进一步涉嫌操纵的帮助下,后来以4,350万美元的价格出售了该资产。

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