标记的文章抵押债务义务

美国证bob200体育券交易委员会(SEC)已针对注册投资顾问(RIA)及其前首席运营官Grant Gardner Rogers提出了民事诉讼。监管机构正在指责他们既操纵其举办的商业房地产拍卖,供一个客户使另一个客户受益,从而欺骗销售客户。塔利姆科(Talimco)和罗杰斯(Rogers)同意C轻松订单反对他们,但没有否认或承认这些发现。

美国证券交易委员会(SEC)辩称,2015年4月左右,RIA和Rogers试图帮助销售客户(一项抵押债务义务(CDO))出售商业房地产资产,同时打算帮助其他客户 - Talimco创建的私人基金 -获取资产。这regulator claims that instead of looking for a number of bidders for the asset that was for sale—it was the firm and Roger’s fiduciary duty to help the CDO client find a number of willing bidders so as to obtain the best price possible—Rogers purportedly only presented the selling client with the affiliated private fund client’s bid and the bids of two other “unwilling” parties. The latter two were assured that their bids would not win.

由于所谓的“操纵”,私人基金客户的出价最终是最高的,该基金能够以其价值的一半以2860万美元的价格获取商业房地产资产。该基金在塔利姆科(Talimco)和罗杰斯(Rogers)进一步涉嫌操纵的帮助下,后来以4,350万美元的价格出售了该资产。

Moody’s Corp. (MCO) will pay nearly $864M to settle allegations about the way that credit ratings agency rated high-risk mortgage securities, including residential mortgage-backed securities (RMBSs) and collateralized debt obligations (CDOs), leading up to the 2008 financial crisis. The settlement was reached between Moody’s Corporation, Moody’s Analytics Inc., and Moodys’ Investors Services, and the US Department of Justice, the District of Columbia, and 21 US states. Moody’s is accused of knowing that it was inflating the ratings of mortgage securities that were toxic.

作为协议的一部分,将以4.37亿美元的价格向司法部罚款。4.263亿美元的其余部分将在DC和各州之间分配。穆迪同意确保其信用评级的诚信向前发展的措施,其首席执行官将不得不证明至少五年的合规性措施。

尽管有定居,穆迪仍坚持认为,其2008年危机之前的评级是有效的。信贷评分者还指出,该案已经解决,没有任何违反任何法律的发现。穆迪不承认任何责任。但是,在一份事实声明中,该公司承认其所谓的行为的关键部分。

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