三合会顾问Broker Darrin Cohen Under Scrutiny Over Possible GPB Private Placement Sales

Wealth Enhancement & Preservation CEO Named in Two Pending Investor Claims

三合会顾问stockbroker,达林·斯图尔特·科恩(Darrin Stuart Cohen), is currently the subject of two pending Financial Industry Regulatory Authority (FINRA) arbitration claims from customers collectively seeking $600K in damages. The allegations involve the unsuitability of investments, including alternative investments, that were sold to them.

Cohen还是佐治亚州Alpharetta的财富增强和保存首席执行官,也是南卡罗来纳州查尔斯顿的Red Triangle,LLC的注册投资顾问。

三合会顾问is one of the broker-dealers whose registered representatives sold GPB Capital Holdings private placements, which are alternative investments, to its customers. GPB Capital Holdings is now accused of operating an over$1.5B Ponzi scam,这为经纪公司赢得了数百万美元,同时造成了投资者的重大投资损失,有时在六或七位数中。

我们的GPB私人安置律师一直在调查涉及三合会顾问经纪人的索赔,这些经纪人将这些投资出售给客户。如果您在三合会顾问注册代表达林·科恩(Darrin Cohen)或其他经纪人后遭受损失。联系我们的证券诉讼律师事bob200体育务所(InvestorLawyers.cBOB体育om的SSEK律师事务所)今天。

What are the Two Pending Cases Against the Triad Advisors Broker?

目前正在进行两个未决的客户纠纷,命名Darrin Cohen。这些争端中的索赔人声称以下内容:

  • 3/2020:索赔人声称不合适。他们正在寻求40万美元的损失。
  • 3/2020: Customers allege unsuitable investments over a number of alternative investments sold to them. They are seeking $200K in damages.

Darrin Cohen has worked for 23 years in the industry. Other financial firms where he has been registered either as a broker or investment advisor include Kovak Securities, Resource Horizons Group, OneAmerica Securities, Mony Securities, Waddell & Reed, The Advisors Group, Prudential Securities Corp., and Edward D. Jones & Co.

什么是替代投资?

An alternative investment is an investment that isn’t a stock or bond. They tend to be complex investments that aren’t regulated much and they can be risky, complex, volatile, and illiquid. They often charge substantial fees and costs, including commissions, and they are not suitable for every investor, including many retirees and other retail investors.

GPB Capital Holdings’ Investors Have Suffered Huge Losses

GPB Capital Holdings is an alternative asset firm that mainly invests in auto dealerships and waste management. Investors bought into their private placements in several GPB limited partnerships, including:

  • GPB持有
  • GPB Holdings II
  • GPB Holdings III
  • GPB Automotive Portfolio
  • GPB Cold Storage
  • GPB废物管理和其他GPB资金

Now, these funds have plunged significantly in value. Not only that but GPB Capital Holdings is under investigation by FINRA, the Securities and Exchange Commission (SEC), the Federal Bureau of Investigation (FBI) and others for allegedly operating a complex Ponzi scheme.

Experienced GPB Private Placement Fraud Law Firm

此后,投资者对财务顾问及其经纪交易商提出了FINRA仲裁索赔,他们向他们出售了他们的GPB私人安置,这可能已经失去了所有价值。SSEK律师事务所一直在热心针对这些投资者,Kalos Capital,Ameriprise,Arkadios Capital,Pruco Securities和其他公司的Triad Advisors,对许多投资者进行GPB投资欺诈案件。bob200体育

For more than 30 years, SSEK Law Firm has represented thousands of investors, recovering many millions of dollars on our clients’ behalf. Contact us today at(800) 259-9010或使用我们的contact formfor your free, no-obligation case consultation.

联系信息
Baidu