前梅林林奇经纪人查尔斯·肯纳(Charles Kenahan)和德莫德·卡瓦诺(Dermod Cavanaugh)涉嫌在损失超过2亿美元的损失后筹集了调查
前新汉普郡州长正在起诉损害赔偿
The New Hampshire Bureau of Securities Regulation is looking into allegations brought by the state’s former governor, Craig Benson, who is accusing ex-Merrill Lynch brokers Dermod Cavanaugh and Charles Kenahan of churning his account and causing over $50M in damages that with market adjustments, he claims, is now over $100M. Benson filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against the broker-dealer and the two men.
美林(Merrill Lynch)是美国银行(BAC)子公司。搅动是当经纪人在客户帐户中进行过多的交易以赚取佣金。