标记的文章通货膨胀计划

To settle an Securities and Exchange Commission case, Maxwell Technologies, Inc. and one of its former sales executives and officers, Van Andrews, have agreed to pay $2.8M and $50K in penalties, respectively, but without denying or admitting to the regulator’s allegations. They are not, however, admitting to or denying the SEC’s finding that they were involved a fraudulent revenue scam that inflated the energy storage company’s reported financial results.

监管机构的命令表示,该公司“过早地”承认超级药物销售的收入,以便更好地满足分析师的期望。安德鲁斯(Andrews)被指控通过秘密客户交易和对记录进行培训来掩盖收入,以隐藏外部审计师以及公司财务和会计人员的骗局。

作为他和解的一部分,安德鲁斯被禁止担任上市公司的官员或董事角色。前马克斯韦尔首席执行官戴维·施拉姆姆(David Schramm)还针对他们提出了针对他们的指控,他将支付近8万美元的审议和审判利息,再加上罚款。前马克斯韦尔控制器詹姆斯·德威特(James Dewitt)将支付20万美元的罚款。这两个人被指控没有做足够的工作来解决危险信号,表明可能已经发生了不当行为。

联系信息
Baidu