投资者律师博客PIMCO同意支付近2000万美元的费用，以解决SEC的指控，即误导了交易所交易的投资者
太平洋投资管理公司（PIMCO）已同意解决美国证券交易委员会的指控，指控该公司误导了投资者的绩效，其一项交易所交易资金的绩效，而不是对某些基金证券的准确bob200体育价值。作为和解的一部分，PIMCO将支付近2000万美元并聘请独立合规顾问。
监管机构认为，在2012年推出的几个月内，投资者被吸引到PIMCO总回报ETF之后，它的表现足以超越投资管理公司的旗舰共同基金。该基金此前由PIMCO的联合创始人Bill Gross管理，旨在反映PIMCO的旗舰总退货基金。
Although Pimco Total Return Active ETF’s initial success is linked to the smaller-sized bonds that were purchased to help boost early performance, in its yearly and monthly reports PIMCO purportedly gave investors other reasons for these early results that were “misleading.” Meantime, the SEC said, PIMCO did not disclose that the initial performance success was a result of an “odd lot strategy”—referring to the purchase of the smaller bonds, which were non-agency mortgage-backed securities—and that this approach that would not be sustainable as the fund continued to grow.