Triad Advisors股票经纪人，达林·斯图尔特·科恩（Darrin Stuart Cohen）目前，这是两个未决的金融行业监管机构（FINRA）仲裁索赔的主题。这些指控涉及出售给他们的投资不合适的投资，包括替代投资。
Cohen还是佐治亚州Alpharetta的财富增强和保存首席执行官，也是南卡罗来纳州查尔斯顿的Red Triangle，LLC的注册投资顾问。
Two Utah retirees have filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Triad Advisors, Inc. over losses they suffered from investing inGPB private placements以及私人交易的房地产投资信托（REITS），包括美国房地产资本信托。现在，他们正在寻求高达50万美元的损失。
这对夫妇与前三合会顾问经纪人迈克尔·佩恩（Michael Payne）合作，后者现在是佛罗里达州朗伍德市Proequities，Inc。的经纪人。他还是佛罗里达州温泉市Payne Financial Group的财务代表。
如果您是一名投资者，他在与皇冠资本证券经纪人，肯尼斯·詹姆斯·巴罗加（Kenneth James Barroga）合作，我们的加利福尼亚证券欺诈律师肯尼斯·詹姆斯·巴罗加（Kennetbob200体育h James Barroga）的Shepherd Smith Edwards和Kantas（Investorlawyers.com的SSEK律师事务所）希望与您交谈。BOB体育
Barroga, who also is the head of Barroga & Associates out of Watsonville, CA, may have sold GPB private placements to customers. He is both a registered stockbroker and investment advisor.
得克萨斯州的一名退休人员已针对经纪公司Calton＆Associates提出了金融行业监管局（FINRA）仲裁索赔，该索赔是他在GPB Capital Holdings私人私人企业和其他非公开交易产品中遭受的损失。该投资者正在寻求高达50万美元的损失。德克萨斯州达拉斯的仲裁员会听到他的案子。
在Shepherd Smith Edwards和Kantas（Investorlawyers.com的SSEKBOB体育律师事务所），我们的达拉斯证券欺诈律师代表这位索赔人来赔偿损失。bob200体育
Robert Scott Smith, the President of Peregrine Private Capital in Newberg, Oregon, and a former Concorde Investment Services, is named in multiple Financial Industry Regulatory Authority (FINRA) arbitration claims by former customers that invested in GPB private placement funds at his recommendation.
GPB资本Holdings被指控运行$ 1.8B的庞氏骗局。史密斯（Smith）是许多协和投资服务经纪人之一，他们将这家替代资产公司的私人展示出售给客户。
Robert Leo Luley, a financial advisor based in Charlotte, North Carolina, reportedly marketed and sold investments in GPB Automotive Portfolio from GPB Capital Holdings. The alternative asset firm is accused of running a $1.8B Ponzi scam that allowed brokers and investment advisors to earn over $165M in commissions.
有几项GPB资金，所有这些资金都亏损了。GPB汽车投资组合是GPB Capital Holdings的第二大基金。
Lee Duckworth, the CEO of investment advisory firm Capital Wealth Management and a Triad Advisors stockbroker, was recently named in three Financial Industry Regulatory Authority (FINRA) arbitration claims accusing him of making不合适的投资建议给客户。
At least one of the disputes involves private placements from GPB Capital Holdings, an alternative asset firm accused of running a more than $1.5B Ponzi scam. Duckworth is a West Warwick, Rhode Island broker and investment advisor.
A Florida retiree has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against the brokerage firm, National Securities Corp.
索赔人认为，国家证券公司的代理商在房地产投资信托（REITS），私人交易证券和bob200体育私人位置。这包括在GPB Capital Holdings中的巨大职位，该公司被指控经营超过$ 1.7B的庞氏骗局。
Joseph Gerard Michaletz, a Dai Securities broker, is the subject of seven customer complaints that were filed over the last eight months.The allegations against him claim that he sold GPB private placements to customers for whom they were unsuitable. This happened while he was a registered representative for Concorde Investment Services and before that with Triad Advisors.
GPB Capital Holdings LLC被指控经营$ 1.8B的庞氏骗局。许多经纪人及其公司没有执行适当的尽职调查，以确保GPB资金是安全且适合客户的合法投资。
Last month, GPB Capital Holdings finally filed its Form ADV with the US Securities Exchange Commission (SEC) after requesting an extension from the regulator in 2019.
以这种形式，在众多联邦和州监管机构调查，联邦调查局调查以及指责其经营大规模庞氏骗局的诉讼中，该公司已经受到围困，该公司已涉及大规模的庞氏骗局，据报道，管理层的资产下降了1.63亿美元（管理中的资产下降（AUM) over 18 months from the end of 2017 to the end of June 2019. That’s a 45.2% drop from $434.3M in AUM to $238.6M.
Investor Lawyers Blog