如果您是一名投资者，经纪人建议您投资特殊目的收购公司（SPAC），并且您的投资损失损失，则应联系我们的投资欺诈律师，位于Shepherd Smith Edwards和Kantas（InvestorLawyers.com的SSEK律师事务所）的投资欺诈律师。BOB体育）。
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在2021年3月3日致其有限合伙企业的所有投资者，GPB Capital Holdings的CFO和临时首席执行官Rob Chmiel的信中，该公司已通知投资者，该公司已同意SEC的法院独立监控器，以管理公司运营公司。并监督其资产。
监管机构表示，它希望在庞氏欺诈指控之后保护GPB基金投资者免受进一步的财务伤害。
财富管理解决方案控股公司Atria Wealth Solutions，Inc。最近宣布，它正在收购SCF Securities，该公司是位于加利福尼亚州弗雷斯诺的经纪公司。bob200体育此次收购还包括SCF Investment Advisors，Inc。和SCF Marketing，Inc。该交易预计将在2021年中期完成。
Our alternative investment fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) are currently investigating SCF Securities over its sale of:
The US Securities and Exchange Commission (SEC) has approved the suspension of redemptions on the $1.8BInfinity Q多元化Alpha投资者基金（IQDAX）。这包括推迟赎回日期付款过去7天。
此举是由于指控Infinity Q Capital Management CIO和创始人James Velissaris的指控可能已将不正确的价值赋予了开放式共同基金的某些复杂衍生物。
Joseph Anthony Leonczyk, a Commonwealth Financial Network registered representative, is currently named in two pending customer disputes in which the claimants allege that he unsuitably recommended that they invest inFS能源和电力基金（FSEP），FS KKR Capital Corp.（FSK）和其他替代投资。索赔人分别寻求$ 65K和10万美元的损失。
FS能源和权力和FS KKR资本投资者都遭受了巨大的损失。FS KKR资本去年进行了反向分裂，导致其价值下降。FS能源和功率停止分配，同时可能会破产。其最新二级市场股价为每股1美元。
一位退休的投资者已针对LPL Financial及其前经纪人，提出了金融行业监管局（FINRA）仲裁索赔Tamber King Proctor, seeking up to $100K in damages.
索赔人认为，LPL Financial和Proctor绝不建议他投资于业务发展公司（BDC），FS Energy＆Power Fund（FSEP）和Northstar Healthcare Real Estate Investment Investment Investment Trust（REIT）。
If your David Lerner Associates broker recommended and sold you any of the firm’s proprietary non-traded oil and gas investments and you sustained significant losses, you may have grounds for an investor fraud claim for damages.
The privately-held broker-dealer exclusively sold investments and mutual funds to customers in its Spirit of America Energy Fund (NASDAQ: SOAEX), as well as its Energy 11 LP and Energy Resources 12 LP.
If you are someone who invested in the Sierra Income Corporation, you may have lost money. This business development company (BDC) is a non-traded investment.
今年早些时候，塞拉（Sierra）收入宣布后遭受损失merger with Medley Capital Corp. and Medley Management Inc. was terminated由于Covid-19造成的经济不确定性。此后不久，该公司宣布将暂停每月分销。
A former customer of Felipe Henao Vargas, an Insigneo Securities stockbroker, is pursuing a Financial Industry Regulatory Authority (FINRA) arbitration claim against the brokerage firm for $1.3M in damages related to theiPath Series B S & P 500 Short Term Futures ETN（VXX）。Henao还是佛罗里达州迈阿密的Global Investor Advisory Services，LLC的注册投资顾问。
The investor said that Henao had placed a short-term trade for 20,000 of the Barclays exchange-traded note (ETN) in late February 2020 in the investor’s account and then made another trade a few weeks later to cover the short. The claimant reportedly wrote an email expressing concerns over the brokerage account’s performance, which had depreciated in value, and Henao’s lack of communication.
Three years after the Financial Industry Regulatory Authority (FINRA) barred him, Jonathan Douglas Freeze remains the subject of eight pending customer disputes. Most of these investor claims accuse him of卖掉并将客户的资金投资于北卡罗来纳州房地产和投资控股公司替代投资控股公司，未经Fortune Financial Services的授权。
Freeze在该行业工作了21年。他还曾是峰会经纪服务，LPL Financial（LPLA），林肯财务顾问和林肯国家人寿保险公司的经纪人。
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