FINRA仲裁标签档案 - 第2页，共2页 - 投资者律师博客

Sigma Financial将面临450万美元的客户索赔仲裁的损害

Published on:June 22, 2021 | 经过Shepherd Smith Edwards＆Kantas，LLP

Recent Report to SEC Notes Four Pending Disputes Against Sigma Financial

InvestmentNews报告说，根据Sigma Financial Corp.的最新Focus Report对于证券交易委bob200体育员会（SEC），该公司与四个未决的金融业监管机构（FINRA）仲裁索赔，要求赔偿约450万美元。经纪交易商指出，如果这些索赔导致定居点或奖励，它已经搁置了近652k美元。

我们在Shepherd Smith Edwards和Kantas（Investorlawyers.com的SSEK律师事务所）的经纪交易商的疏忽律师代表因Sigma FinancialBOB体育 Broker的疏忽或欺诈行为而遭受损失的客户。打电话给我们（800）259-9010today.

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沿海股票向老年人和退休人员支付28万美元

Published on:2020年12月7日 | 经过Shepherd Smith Edwards＆Kantas，LLP

沿海股票一直是投资者仲裁索赔300万美元的主题

中型经纪交易商Coastal Equities最近与金融业监管机构（FINRA）达成和解，该协议同意向几个客户捐款28万美元。该公司被指控未能合理监督其注册代表之一，他们推荐了据称过度且不适合的交易。受到伤害的人是退休人员和高级投资者。

It was just last year that沿海股票在向美国证券交易委员会（SEC）提交的文件中，投资者已提交了3bob200体育00万美元针对该公司的仲裁索赔。

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客户将Newbridge Securities经纪人bob200体育Kerri Jamison归咎于投资损失

Published on:2020年7月10日 | 经过Shepherd Smith Edwards＆Kantas，LLP

双重注册的众议员面对投资者的多个FINRA仲裁索赔

Kerri Suzanne Jamison, a Newbridge Securities Corp. and Newbridge Financial Services Group stockbroker, is currently the subject of pending complaints by customers who claim they lost money because of investment recommendations she made.

贾米森（Jamison）以克里·拉斯格（Kerri Lasegue）和克里·罗梅罗（Kerri Romero）的名字工作，是该公司的几位注册代表之一，近年来成为股票经纪人欺诈索赔的主题。据她介绍BrokerCheck记录，贾米森（Jamison）在四个客户纠纷中被命名。一个人被解决，今年提起的三个仍在审理中：

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Frontier Communications Bonds Purchased From FMSBonds May Have Grounds for FINRA Arbitration Claim

Published on:April 23, 2020 | 经过Shepherd Smith Edwards＆Kantas，LLP

FMSBONDS可能没有通知边境通信投资者的风险

If you purchased Frontier Communications bonds from FMSBonds, also known as First Miami Securities, or any other bonds that have turned out riskier than what was represented to you, please contact our broker fraud lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) today.

Our investor law firm has been speaking to investors with complaints against the Florida-based municipal bond firm to help them determine whether they have grounds for a securities arbitration claims to recover their losses.

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Las Pérdidas en las Inversiones durante el Coronavirus tiene a los Inversionistas Buscando Respuestas

Published on:March 31, 2020 | 经过Shepherd Smith Edwards＆Kantas，LLP

Si Usted Es Como Muchos Americanos Con反转，PodríaEstarLuchandoConcómoManejarlaspérdidassusivas que que afectan su cartera mientras el novedoso coronavirus（covid-19）。De lo que puede que usted no se haya percatado es que las pérdidas en sus inversiones también pueden ser el resultado de fraude o negligencia por parte de su corredor o asesor financiero, y es aquí en lo que los abogados de inversionistas de la firma de Shepherd史密斯·爱德华兹（Smith Edwards＆Kantas）（Ssek）Pueden Ayudarlo。

nuestro bufete especializado en fraude en las倒置代表extresionistas detallistas，terverionistas contyistas cons conun conun con un to untravésde los de los estados unidos。Aun cuando nosotros, al igual que ustedes, nos adherimos a las nuevas directrices establecidas para prevenir la propagación del COVID-19, nuestros abogados y el resto de nuestro equipo se mantienen trabajando arduamente preparando, a nombre de nuestros clientes, reclamaciones de arbitraje ante laAutoridad Reguladora de la Industria Financiera(FINRA)En Contra de Corredores，Asesores Financieros，Y Sus Firmas。

Aquí está lo que debe conocer sobre demandar a su corredor o asesor financiero

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关于在COVID-19期间起诉您的经纪人或投资顾问在FINRA仲裁中有什么了解

Published on:March 31, 2020 | 经过Shepherd Smith Edwards＆Kantas，LLP

Investment Losses During the Coronavirus Has Investors Scrambling for Answers

如果您像许多有投资的美国人一样wreak havoc on the economy，，，，the markets, the job industry, and people’s lives.

您可能没有意识到的是，您的投资损失也可能是经纪人欺诈或股票经纪人或投资顾问的过失的结果，这是我们Shepherd Smith Edwards和Kantas（SSEK律师事务所）的投资者律师可以为您提供帮助的地方。

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Experts Say: Expect More FINRA Arbitration Cases Following Coronavirus and Market Volatility

Published on:2020年3月19日 | 经过Shepherd Smith Edwards＆Kantas，LLP

Investment Losses During COVID-19 Pandemic May Have Been Caused By Fraud Or Negligence

According to experts, George Friedman and Rick Ryder, fears about the novel coronavirus (COVID-19) and the resulting market turbulence will lead to a rise in investor fraud claims and FINRA arbitration cases. Friedman is theSecurities Arbitration Alerteditor-in-chief and Ryder is thebob200体育证券仲裁评论员总裁兼创始人。

在最近的博客文章中What’s Past is Prologue，，，，they spoke about how customers will wonder whether their stockbrokers and investment advisors properly handled their accounts, which are now being negatively affected by the ongoing market volatility.

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